Yes. We are a SEBI-registered Investment Adviser under registration no.INA000020758.

You can enrol by:

1. Filling out our client onboarding form,
2. Completing your risk profiling questionnaire,
3. Initial Call and asking for necessary docs
4. Signing the investment advisory agreement and other relevant documents,
5. Making the applicable fee payments

Once completed, we’ll schedule an initial consultation and begin the advisory process.

To avail the Stock Market Courses, you can directly enrol in the chosen courses and need not follow the above mentioned courses.

• We require:
• PAN card
• Proof of identity and address (Aadhaar, passport, etc.)
• Income proof (optional for advanced planning)
• Bank account statement or demat statement (only for planning purpose)
• Signed risk profiling and Investment advisory agreement.

We accept payments via:

• UPI
• Bank transfer (NEFT/RTGS/IMPS)

All payments are invoiced and tracked for compliance.

Yes, refunds (if any) are processed as per the refund and cancellation policy outlined in the investment advisory agreement.

In the event of premature termination of Advisory services by the client, the RIA shall refund the fee for the unexpired period. The RIA may retain a breakage fee, not exceeding one quarter’s fee.

Calculation Example:

If a client terminates the service after 4 months of a 12-month contract, and say paid ₹1, 00,000 upfront:

• Unexpired period (8 months) Portion Fees = 100000*8/12 = ₹66,666
• Normally, Fees should be deducted for period served = ₹100000-₹66,667 = ₹33,333
• However, max Breakage fee allowed as per SEBI is for 1 Quarter = ₹25,000
• Refundable amount = ₹1,00,000 – ₹25,000 = ₹75,000

Once advice is delivered fully, refunds may not be applicable.

We also do not offer services for recovering past losses.

Yes, you can cancel at any point by submitting a written request to our support team. Depending on the stage of service delivery, we will close the engagement and process any applicable refund as per the policy.

No, we do not enforce a lock-in period. Our clients are free to discontinue our services at any time.

Yes, if you choose to re-enrol after cancelling, you will need to initiate a new agreement and pay the current applicable fee, as pricing or terms may have changed.

As guided by the regulatory board, there is no provision of demonstration or free consultation.

Yes, you may upgrade or modify your service plan anytime. You can connect with the team.

Investment in securities has its own risks. Sincere efforts have been made to present the most appropriate investment perspective. We do not provide any money-back guarantee. We do not share full or any part of our clients’ profit or loss.

As a SEBI-registered Investment Advisor, we provide fee-only advice and do not earn commissions from product sales. This ensures our advice is conflict-free and unbiased.

We charge a professional fee in accordance with SEBI regulations. We charge under fixed fee mode. Our fee structure is fully disclosed and agreed upon before engagement.

A risk profile assesses your willingness and capacity to take financial risk. It helps us recommend investments that suit your comfort level and financial goals.

No. We do not handle client funds or execute trades. We provide recommendations; the client implements them via brokers or platforms of their choice.

Yes. We follow strict data privacy and security measures as per the IT Act and the Digital Personal Data Protection Act, 2023. Your information is never shared without your consent.

We provide advice on mutual funds, ETFs, direct equity, debt products, and financial planning. However, we do not sell or distribute products.

We provide advice on mutual funds, ETFs, direct equity, debt products, and financial planning. However, we do not sell or distribute products.

You may implement the advice through any broker, platform, or distributor.

The portfolio will be reviewed on periodic basis which will be mentioned in the Agreement.

The Investment Advisor will provide advice via WhatsApp number +918010054067and through email info@thetradingmitra.com.

If you have a complaint, you can contact our Compliance Officer at +918010054067. If unresolved, you may escalate the matter to SEBI’s SCORES platform (https://scores.sebi.gov.in/).

No, as a SEBI-registered investment adviser, we do not accept any commissions or incentives from third parties. Our advice is unbiased and solely in your best interest.

We provide advice and recommendations, but do not execute trades or manage your investments directly. You retain control over all investment decisions.